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Securities Litigation

In today’s investment market, stock brokers often play a large role in helping you choose the securities for your investment portfolio. Unfortunately, instead of making recommendations that are suitable for you and are in your best interest, often times these financial consultants make recommendations that are either inappropriately aggressive or can be based on the fees they would generate for themselves. 

Rest assured that this is a deceptive practice. When you have lost money because you have been tricked into thinking a stock was a great investment based on the advice of a stock analyst or broker, you have been defrauded and the law provides for you to recover your losses.

Stock brokers have a legal duty to their investors to recommend only securities that are suitable for the customer, and they are prohibited from placing their own interests ahead of the investor.  When a broker breaches one or more of these duties, the investor may be entitled to legal relief.

At SimmonsCooper LLC we have a team of experienced attorneys that can handle your case and help you navigate the complicated financial world of securities litigation.  Our securities department is dedicated solely to representing individual investors in disputes with stock brokers and brokerage firms.

We have significant experience in prosecuting securities fraud claims and are well equipped to handle your case professionally and confidentially. Furthermore, our legal services are entirely performance based. In other words, we only receive compensation if you do.

If you feel that you may have a securities case, please contact SimmonsCooper for a free legal consultation.

Learn more about Securities Litigation:

>  Securities Arbitration

>  Do You Have a Securities Case?

>  Filing a Lawsuit

Resources for Clients

NASDAQ

National Association of Securities Dealers

NASD Code of Arbitration Procedure

NASD Discovery Guide